Diploma in Financial Regulation – September 2021

This Diploma in Financial Regulation course is designed for banking, finance and compliance professionals with an interest in financial regulation. The course provides a detailed overview of the Irish, European and international financial regulatory landscape with a focus on the banking, investment firm and insurance industries.

Learning Outcomes

• Understand the principles of financial regulation;
• Appreciate the roles of the Central Bank of Ireland, the European Banking Authority, the European Markets and Securities Authority, the European Insurance and Occupational Pensions Authority, the European Central Bank and the Basel Committee on Banking Supervision;
• Appreciate the banking, investment firm industries and insurance firm industries, and the regulatory challenges facing each
• Demonstrate an understanding of statutory obligations that apply to credit institutions, investment firms and insurance undertakings;
• Be aware of and be able to contribute to the management of risk and compliance issues facing credit institutions, investment firms and insurance undertakings;
• Assess the implications of developments in relevant legislation and international policy;
• Evaluate and analyse the importance of financial regulation to the broader economy;
• Evaluate the impact of regulatory failures that have occurred in Ireland and internationally;